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Free Pharma & Biotech Template

Free CAPA Plan

Corrective and preventive action plan for [quality_issue]

CAPA Scope Source Event Root Cause Actions Effectiveness Checks Risk Controls Approvals

CAPA Plan

Use this template to corrective and preventive action plan for [quality_issue].

Template Metadata

Field Details
Category Pharma & Biotech
Owner [Team or owner]
Version [Version number]
Effective Date [Date]
Review Cycle [Monthly / Quarterly / Annual / Event-based]
Status [Draft / In Review / Approved]

CAPA Scope

Define the quality issue, affected products, sites, processes, and boundaries of the CAPA.

Item Details Owner Status
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]

Notes

[Add context, assumptions, exceptions, evidence links, screenshots, calculations, or reviewer comments.]

Source Event

Reference deviations, audits, complaints, OOS events, or inspection observations that initiated the CAPA.

Item Details Owner Status
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]

Notes

[Add context, assumptions, exceptions, evidence links, screenshots, calculations, or reviewer comments.]

Root Cause

Summarize confirmed root cause and evidence supporting it.

Item Details Owner Status
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]

Notes

[Add context, assumptions, exceptions, evidence links, screenshots, calculations, or reviewer comments.]

Actions

Separate corrections, corrective actions, and preventive actions with owner, due date, and required records.

Item Details Owner Status
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]

Notes

[Add context, assumptions, exceptions, evidence links, screenshots, calculations, or reviewer comments.]

Effectiveness Checks

Define measurable criteria, sampling period, responsible reviewer, and failure response.

Item Details Owner Status
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]

Notes

[Add context, assumptions, exceptions, evidence links, screenshots, calculations, or reviewer comments.]

Risk Controls

Explain interim controls and any quality risk management updates.

Item Details Owner Status
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]

Notes

[Add context, assumptions, exceptions, evidence links, screenshots, calculations, or reviewer comments.]

Approvals

List required Quality, Manufacturing, Validation, or Regulatory approvals. Use Markdown tables and keep action descriptions auditable.

Item Details Owner Status
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]
[Item or requirement] [Describe the relevant detail, evidence, or decision] [Owner] [Open / Complete]

Notes

[Add context, assumptions, exceptions, evidence links, screenshots, calculations, or reviewer comments.]

Template Structure

What the CAPA Plan Includes

Use this pharma & biotech template as a starting point, then customize each section to match your internal workflow, evidence, and signoff needs.

1

CAPA Scope

Define the quality issue, affected products, sites, processes, and boundaries of the CAPA.

2

Source Event

Reference deviations, audits, complaints, OOS events, or inspection observations that initiated the CAPA.

3

Root Cause

Summarize confirmed root cause and evidence supporting it.

4

Actions

Separate corrections, corrective actions, and preventive actions with owner, due date, and required records.

5

Effectiveness Checks

Define measurable criteria, sampling period, responsible reviewer, and failure response.

6

Risk Controls

Explain interim controls and any quality risk management updates.

7

Approvals

List required Quality, Manufacturing, Validation, or Regulatory approvals. Use Markdown tables and keep action descriptions auditable.

Recommended Structure

Write a pharmaceutical CAPA Plan. Structure with these Markdown sections:

CAPA Scope

Define the quality issue, affected products, sites, processes, and boundaries of the CAPA.

Source Event

Reference deviations, audits, complaints, OOS events, or inspection observations that initiated the CAPA.

Root Cause

Summarize confirmed root cause and evidence supporting it.

Actions

Separate corrections, corrective actions, and preventive actions with owner, due date, and required records.

Effectiveness Checks

Define measurable criteria, sampling period, responsible reviewer, and failure response.

Risk Controls

Explain interim controls and any quality risk management updates.

Approvals

List required Quality, Manufacturing, Validation, or Regulatory approvals.

Use Markdown tables and keep action descriptions auditable.

Example Filled Template

CAPA Plan - CAPA-2026-009

CAPA Scope

This CAPA addresses repeated incomplete line clearance entries in packaging suite PKG-3.

Source Event

Initiated from deviation DEV-2026-014 and internal audit observation IA-26-07.

Root Cause

The checklist did not require verification of obsolete label roll removal before startup.

Actions

Type Action Owner Due
Corrective Retrain PKG-3 operators Packaging Manager 2026-05-12
Preventive Revise SOP PKG-012 QA Documentation 2026-05-18

Effectiveness Checks

QA will review 30 consecutive line clearances with zero missing entries.

Approvals

Quality Unit approval is required before CAPA closure.

Skip Manual Drafting

Generate a CAPA Plan from a Video

Record a walkthrough, training session, or process demonstration. Docsie AI turns it into structured documentation using this template as the starting framework.

Use the template manually, or let Docsie generate the first draft from source footage.

DOCX, PDF, and Markdown downloads
Works with process and training videos

Template FAQ

CAPA Plan FAQ

Common questions about using and generating a cAPA Plan.

Using This Template

Q: What is a cAPA Plan?

A: A cAPA Plan is a structured document for corrective and preventive action plan for [quality_issue].

Q: Can I download this cAPA Plan as Word or PDF?

A: Yes. This page includes free downloads in DOCX, PDF, and Markdown formats so you can edit, share, or import the template into your documentation system.

Q: Can Docsie generate this from a video?

A: Yes. Upload a process walkthrough, training recording, or screen capture to Docsie, then use this template structure to generate a first draft automatically.