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Transform financial training videos into regulatory-compliant documentation. Perfect for banks, investment firms, and financial institutions managing SEC, FINRA, and AML compliance training.
Watch It Work
See how Loom recordings become searchable step-by-step guides instantly
Join remote teams using Docsie to convert Loom recordings into searchable documentation
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Compliance training videos become regulatory-compliant, auditable documentation
Why Docsie is Different
Most tools just convert speech to text. Docsie's multimodal AI actually watches your videos—reading on-screen text, identifying UI elements, and understanding visual context.
AI watches and understands video content—reads on-screen text, identifies UI elements, detects visual changes, and understands what's happening in each frame
Correlates what's being said with what's being shown. Understands technical terminology, product names, and industry jargon—no more 'sequel' instead of 'SQL'
Identifies important visual moments—UI changes, diagram reveals, key screens—and captures them as illustrations correlated with text
Simple Process
Powered by Docsie Copilot's agentic AI system
Drop your training video, product demo, or tutorial into Docsie. Supports all major formats: MP4, MOV, AVI, WebM
Multimodal AI watches the video, reads on-screen text, identifies UI elements, and creates structured documentation in real-time
Get professionally formatted documentation with screenshots, step-by-step instructions, and structured content ready to publish
Everything you need to convert compliance training into FINRA and SEC-compliant documentation
Generate documentation that meets FINRA Rule 3110, SEC Rule 17a-4 recordkeeping requirements with timestamps, version control, and audit trails
Automatically identify and link to specific regulations—FINRA rules, SEC releases, Bank Secrecy Act provisions, and Reg BI requirements
Automatically structure Anti-Money Laundering and Know Your Customer procedures with red flag identification, CIP requirements, and sanctions screening protocols
Generate searchable Written Supervisory Procedures (WSPs) with documented supervision points, escalation procedures, and exception reporting
Automatically capture visual evidence of compliance monitoring systems, trade surveillance, and supervisory review workflows
Structure documentation to support SEC Rule 17a-4 retention requirements with timestamps and metadata preservation
Watch how Docsie Copilot analyzes both audio and video—seeing UI elements, reading on-screen text, and capturing code—to create structured documentation
No credit card required • 14-day free trial
Common Questions
Everything you need to know about converting financial services training to regulatory documentation
Q: Does this meet FINRA Rule 3110 requirements for Written Supervisory Procedures?
A: Yes. Docsie converts supervisory training videos into documented Written Supervisory Procedures (WSPs) that meet FINRA Rule 3110 requirements. The system structures supervision points, escalation procedures, and exception reporting in a format suitable for FINRA examinations and includes audit trails for all changes.
Q: Can I use this for SEC Rule 17a-4 recordkeeping compliance?
A: Absolutely. Docsie generates documentation with timestamps, version control, and metadata preservation that support SEC Rule 17a-4 recordkeeping requirements. The system maintains a complete audit trail for compliance documentation.
Q: How does this help with AML training documentation for Bank Secrecy Act compliance?
A: Docsie converts AML/KYC training videos into written compliance procedures that demonstrate compliance with Bank Secrecy Act requirements and FINRA Rule 3310. The AI automatically identifies red flag scenarios, CIP requirements, sanctions screening procedures, and suspicious activity reporting obligations.
Q: Does the AI understand financial regulatory terminology?
A: Yes. Our multimodal AI is trained on financial services and regulatory content. It recognizes FINRA rules, SEC regulations, AML terminology, supervisory procedures, and broker-dealer compliance concepts—ensuring accurate documentation that doesn't misinterpret critical regulatory requirements.
Q: Can I customize the documentation for our compliance management system?
A: Yes. The AI-generated documentation serves as a structured first draft that you can edit to match your firm's compliance procedures and policy numbering system. All regulatory citations, supervision points, and compliance workflows can be customized while maintaining audit trail integrity.
Still have questions?
Book a DemoCompatible with major video platforms and formats
Process YouTube videos and playlists
Convert Vimeo content
Convert Loom recordings
Support for MP4, AVI, WebM, MOV
Start creating professional documentation that your users will love
